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Privacy Policy

Privacy Policy

Heritage Capital, LLC (HC) is committed to protecting your privacy and maintaining the confidentiality and security of your personal information. We are sending you this privacy notice to help you understand how we handle the personal information we collect and how we use it to service your account.

Information We Collect
Protecting your nonpublic personal information is an important priority for HC. The nature of HC ‘s business requires that we obtain your personal information so that we may work as your Investment Adviser. Therefore, we collect information about you from the Advisory Agreement, account applications and other forms you submit to us for the management of your account. We may also collect your information from the transactional activity in your account and from the experiences you have with products and services we provide. Finally, we may obtain additional personal information from other interactions or communications that you have with HC.

Our Disclosure Policies
HC does not disclose your information to anyone, except as permitted by law and as is deemed necessary by HC to provide our services to your account. This may include sharing your information with non-affiliated companies that perform support services for your account or process your transactions with us. In addition, we may provide your personal information to governmental or other entities to comply with applicable laws and regulations. Finally, we will release information about you if you direct us to do so.

Confidentiality and Security
We have always considered the protection of sensitive information to be a sound business practice and a foundation of customer trust. We protect the information we collect about you by maintaining physical, electronic and procedural safeguards that meet or exceed applicable legal requirements. In addition, we restrict access to information about you to those employees and contractors who provide necessary services for your account.

Ongoing Commitments
For former clients, HC will treat your personal information just as we treat the personal information of our current clients.

HC will continue to keep you informed of its privacy policies by providing you with a Privacy Notice annually. In addition, if any substantial changes occur in the way we collect, use or disseminate your personal information, we will notify you promptly.

Please contact HC if you have any questions about this Privacy Notice or if you would like to discuss it in greater detail.

 

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Contact

  • 1 Bradley Road, Suite 202
    Woodbridge, Connecticut 06525
  • (203) 389-3553

About Us

The team at Heritage Capital has been helping people retire with confidence for over 30 years. We use active investment management and comprehensive financial planning to help you control your risks, so you can have a successful retirement no matter what happens with the markets or your world.
Learn More About Our Approach

Heritage Capital, LLC, "HC" is a state of Connecticut registered investment adviser located in Woodbridge CT. HC and its representatives are in compliance with the current filing requirements imposed upon state-registered investment advisors by those states in which HC maintains clients.

HC may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. HC's web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of the HC's web site on the Internet should not be construed by any consumer and/or prospective client as HC's solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Any subsequent, direct communication by HC with a prospective client, shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of HC, please contact the SEC and/or the state securities law administrators for those states in which HC maintains a notice filing.

A copy of HC's current written disclosure statement discussing HC's business operations, services, and fees is available from HC upon written request. HC does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to HC's web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

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